Supervision, risk-oriented (risk-oriented supervision)
In Germany, a working group set up by the Federal Financial Supervisory Authority and the Deutsche Bundesbank to facilitate the implementation of Basel II at banks. – See Committee mania, Leaning against the wind, Straitjacking. – Cf. 2004 Annual Report of BaFin, p. 95 f., BaFin’s 2007 Annual Report, pp. 95 ff (risk-oriented supervision in anticipation of Solvency II), p. 163 (components of risk-oriented supervision), BaFin’s 2008 Annual Report, pp. 88 ff (Internal Models Working Group; risk classification of insurers in December 2008; striking differences), BaFin’s 2009 Annual Report, pp. 158 f. (results of risk classification), BaFin’s 2010 Annual Report, pp. 103 f. (ongoing BaFin measures), pp. 234 f. (examination of the risk structure of capital management companies), BaFin’s 2011 Annual Report, pp. 176 ff. (risk classification; violation of investment limits, withdrawal of licenses), and the respective BaFin Annual Report, chapters „Supervision of Banks, Financial Service Providers and Payment Institutions,“ „Supervision of Insurance Companies and Pension Funds,“ and chapter „Supervision of Securities Trading and Investment Business.“
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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
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