All natural persons and legal entities who, in the exercise of their profession or in the course of their business activities, are responsible for the preparation of financial analyses or the dissemination of such analyses must notify the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht) without delay in accordance with Section 34c of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). – See Analyst. – Cf. BaFin Annual Report 2007, p. 149 (fine proceedings for non-notification), BaFin Annual Report 2010, p: 211 (ongoing supervision; analysts domiciled abroad are also subject to registration if they deal with transactions on a domestic stock exchange) and the respective BaFin Annual Report, chapter „Supervision of Securities Trading and Investment Business“.

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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
E-mail address: info@ekrah.com
https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk
https://www.jung-stilling-gesellschaft.de/merk/
https://www.gerhardmerk.de/

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