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Information requirements (suitability check[ing])

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Banks in Germany are required to inform investors of the associated risks prior to the purchase of financial futures transactions and to require a signature on a corresponding document. The legal basis for this is Section 37d of the German Securities Trading Act (WpHG). – See Investor Information Obligation, Derivatives Information Obligation, Derivatives Code, Editionsgebot, Information Obligation, Information Overload, Capital Investment Model Contract, Risk Report, Risk Monitoring, Structured.

Attention: The financial encyclopedia is protected by copyright and may only be used for private purposes without express consent!
University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
E-mail address: info@ekrah.com
https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk
https://www.jung-stilling-gesellschaft.de/merk/
https://www.gerhardmerk.de/

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