Banks in Germany are required by law to inform customers, at the latest before accepting their purchase orders for securities, about the characteristics and risks of the form of investment and to draw their attention to other significant circumstances, e.g., the possibility of limiting orders or minimum purchase requirements. The German Federal Financial Supervisory Authority (BaFin) has issued appropriate guidelines in this regard and monitors this statutory requirement. – Customers themselves are often annoyed by the prescribed instructions or sign the multi-page information sheets at the „designated place“ without reading them through. – See investor information, essential, duty of disclosure, bank customer profile, derivatives information duty, derivatives code, edition requirement, trading system, multilateral, information sheets for financial instruments, duty of information, investment firm, odd lot, prospectus legislation of the EU, risk report, overconfidence, circumstances, important for valuation.

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University Professor Dr. Gerhard Merk, Dipl.rer.pol., Dipl.rer.oec.
Professor Dr. Eckehard Krah, Dipl.rer.pol.
E-mail address: info@ekrah.com
https://de.wikipedia.org/wiki/Gerhard_Ernst_Merk
https://www.jung-stilling-gesellschaft.de/merk/
https://www.gerhardmerk.de/

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