on 2023/07/21 by alex1, []

At an institution, analysts‘ compensation must be segregated from the income and any bonuses of other employees if conflicts of interest are to be feared. – Cf. BaFin Annual Report 2007, p. 148 (new rules of conduct). Attention: The financial encyclopedia is protected by copyright and may only be used for private purposes without express […]

on 2023/07/21 by alex1, []

According to the definition of the German Federal Financial Supervisory Authority (BaFin), a public offer (buying quotation) exists on the financial market if an unspecified group of persons is invited to submit a bid (offer to buy) via any medium (e.g., the Internet). – See prospectus requirement, mutual funds, exchange offer. Attention: The financial encyclopedia […]

on 2023/07/21 by alex1, []

The investment in securities of such companies and capital management companies which – in addition to their actual business purpose – primarily support charitable, charitable or social, non-profit projects or – in their articles of association commit themselves to certain behavior towards people (employees) and nature (environment). – Insofar as well-known capital management companies offer […]

on 2023/07/21 by alex1, []

A term frequently used in financial journalism, but one that is unclear without further explanation. Basically, it means that investors are willing to invest instead of hoarding money. However, it is not clear who the investors who are now willing to invest are – for example: Domestic/foreigners, private individuals/institutional investors – also – in which […]

on 2023/07/21 by alex1, []

In general, the suggestion to private investors to (not) invest in certain securities. If this is done publicly and on a businesslike basis, it constitutes investment advice requiring a license in Germany. – In particular, buying and selling suggestions in publications issued by banks, which are usually issued by in-house (central) specialist departments (Research Department). […]

on 2023/07/21 by alex1, []

The use of money (monetary view) or factors of production (real view) to – construct (construction, installation), – expand (expanding, widening), or – improve (improving, upgrading) the capital stock. – See financial investment, investment. Attention: The financial encyclopedia is protected by copyright and may only be used for private purposes without express consent! University Professor […]

on 2023/07/21 by alex1, []

Anyone who places money on the financial market with the intention of making a profit (someone who commits money in order to gain a profit). – In German, the word „Investor“ is usually associated with an investor who commits large sums of money to the financial market; however, the usage is not uniform. – In […]

on 2023/07/21 by alex1, []

Buyers hold back from purchasing certain securities. – The term was used frequently, especially in connection with the Greek and Irish crises. Although the government bonds of both countries were yielding comparatively high returns (because their prices had fallen markedly), there was virtually no demand for them. This was because potential buyers feared high losses […]

on 2023/07/21 by alex1, []

Term for a debt security that equals market conditions at the time of issuance. The issue price is one hundred percent and the interest rate is equal to the market rate. – In the event of a significant change in the market interest rate during the term of the bond, the interest rate on the […]

on 2023/07/21 by alex1, []

The terms and conditions of a bond almost always contain a proviso that regulates any burdens for the issuer arising from changes in taxation and, in this case, grants the issuer and, in most cases, the investor a right to call the bond. – Many bonds issued in Germany promised the investor payment of interest […]